Non-Financial Misconduct reassessed in light of Frensham v The Financial Conduct Authority. If in doubt, disclose! | JD Supra Publish date unknown
• The UK Financial Conduct Authority (the “FCA”) issued a prohibition order against Mr Frensham based on his conviction for an offence which did not involve financial fraud or dishonesty and was unrelated to regulated activity. Following a referral, the Upper Tribunal considered such a prohibition for the first time in Frensham v The Financial Conduct Authority  UKUT 0222 (TCC).